Regulatory disclosures
Who provides what, how we are regulated, and where to verify any of it independently.
Which company provides which service
Babcock Insurance & Financial Group is an independent insurance agency. Insurance products and services are offered through the agency and are not securities or advisory services.
Securities are offered through Registered Representatives of Cambridge Investment Research, Inc., a broker-dealer, member FINRA/SIPC. Advisory services are offered through Cambridge Investment Research Advisors, Inc., a Registered Investment Adviser. Babcock Insurance & Financial Group and Cambridge are not affiliated. Cambridge does not offer tax or legal advice.
Where we may do business
This communication is strictly intended for individuals residing in the states of Illinois and Missouri. No offers may be made or accepted from any resident outside the specific states referenced.
Check our background
- FINRA BrokerCheck, for the firm and for any individual registered representative.
- SEC Investment Adviser Public Disclosure, for the advisory firm and its Form ADV.
- Cambridge’s Form CRS, a plain-language summary of the relationship, services, fees and conflicts.
- Illinois Department of Insurance, for insurance licensing.
What SIPC does and does not cover
Cambridge Investment Research, Inc. is a member of the Securities Investor Protection Corporation. SIPC protects the custody function of a brokerage firm if that firm fails. SIPC does not protect against a decline in the value of your investments. It is not insurance against market loss. Details are available at sipc.org.
About reviews shown on this site
Reviews shown on this site were written by customers and published to our public Google Business Profile. They are reproduced verbatim from that profile. We do not pay for reviews and provide no cash or non-cash compensation for them.
A review reflects one person’s experience at one point in time. It may not be representative of the experience of any other customer, and it is not a guarantee of future results. Reviews are not a recommendation of, and do not speak to, any securities or investment advisory service.
Star ratings and review counts shown on this site come from Google, through our Google Business Profile. Google calculates the rating from reviews left by the public. We do not compensate Google for the rating and we do not control which reviews are submitted or displayed there. The figures shown were current as of the date noted with them, and the live figure may differ; the current rating is always visible on the Google profile itself.
General information only
Material on this site is meant for general illustration and informational purposes only, and it is not to be construed as investment, tax, or legal advice. Although the information has been gathered from sources believed to be reliable, individual situations vary. The information should be relied upon only when coordinated with individual professional advice.
This site provides general information about products and services. It does not effect or attempt to effect transactions in securities, and it does not provide personalized investment advice for compensation.
Links to other websites
The information being provided is strictly as a courtesy. When you access one of these websites, you are leaving our website and assume total responsibility and risk for your use of the websites you are linking to. We make no representation as to the completeness or accuracy of information provided at these websites. Nor is the company liable for any direct or indirect technical or system issues or any consequences arising out of your access to or your use of third-party technologies, websites, information, and programs made available through this website.
Privacy
How we handle personal information is described in our Privacy Policy. Site terms are in our Terms of Service.
Last updated July 2026. This page is maintained by Babcock Insurance & Financial Group.